-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1tY471eRwzx4/kv9HdIDmnf3XgZG+t7CgyII7+orprw+ftDAUHjR/7gZztH3QSC A2QqAQJzBabUhVANsHCVzw== 0000950005-01-000087.txt : 20010212 0000950005-01-000087.hdr.sgml : 20010212 ACCESSION NUMBER: 0000950005-01-000087 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REDBACK NETWORKS INC CENTRAL INDEX KEY: 0001081290 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770438443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57129 FILM NUMBER: 1530767 BUSINESS ADDRESS: STREET 1: 1195 BORREGAS AVE CITY: SUNNYVALE STATE: CA ZIP: 94089-1306 BUSINESS PHONE: 4085483500 MAIL ADDRESS: STREET 1: 1195 BORREGAS AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL VII CENTRAL INDEX KEY: 0001032125 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943240153 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD BLD 4 SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6508543927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD BLDG 4 SUITE 280 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 0001.txt FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1) REDBACK NETWORKS - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 757209101 - -------------------------------------------------------------------------------- (CUSIP Number) 8/7/00 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (Continued on following pages) Page 1 of 12 Pages - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 2 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SEQUOIA CAPITAL VII I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 94-3240153 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY NONE OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,256,178 3,008,244 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER NONE -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,256,178 3,008,244 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,256,178 3,008,244 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 5.2% 2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 3 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SEQUOIA TECHNOLOGY PARTNERS VII I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 77-0428059 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY NONE OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 130,567 174,090 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER NONE -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 130,567 174,090 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 130,567 174,090 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 LESS THAN 1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 4 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SC VII-A MANAGEMENT, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) 94-3240154 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY NONE OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,386,745 3,182,334 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER NONE -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 5.5% 2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 5 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON MICHAEL MORITZ I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER AMENDMENT 2000 SHARES BENEFICIALLY 392,212 461,047 OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,386,745 3,182,334 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER AMENDMENT 2000 392,212 461,047 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,778,957 3,643,381 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 6.4% 2.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 6 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON DOUGLAS LEONE I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER AMENDMENT 2000 SHARES BENEFICIALLY 235,077 303,912 OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,386,745 3,182,334 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER AMENDMENT 2000 235,077 303,912 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,621,822 3,486,246 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 6.0% 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 7 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON MARK STEVENS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER AMENDMENT 2000 SHARES BENEFICIALLY 265,286 321,973 OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,386,745 3,182,334 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER AMENDMENT 2000 265,286 321,973 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,652,031 3,504,307 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 6.1% 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 8 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON THOMAS F STEPHENSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER AMENDMENT 2000 SHARES BENEFICIALLY 212,659 261,249 OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,386,745 3,182,334 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER AMENDMENT 2000 212,659 261,249 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,599,404 3,443,583 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 6.0% 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 9 of 12 Pages - ---------------------------- ---------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON J. THOMAS MCMURRAY I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER AMENDMENT 2000 SHARES BENEFICIALLY 143,632 174,526 OWNED BY EACH -------------------------------------------------- REPORTING 6 SHARED VOTING POWER AMENDMENT 2000 PERSON WITH 2,386,745 3,182,334 -------------------------------------------------- 7 SOLE DISPOSITIVE POWER AMENDMENT 2000 143,632 174,526 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER AMENDMENT 2000 2,386,745 3,182,334 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH AMENDMENT 2000 REPORTING PERSON 2,530,377 3,356,860 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 AMENDMENT 2000 5.8% 2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 10 of 12 Pages - ---------------------------- ---------------------------- ITEM 1. (a) Name of Issuer: Redback Networks (b) Address of Issuer's Principal Executive Offices: 1195 Borregas Avenue Sunnyvale, CA 94089 ITEM 2. (a) Name of Persons Filing: Sequoia Capital VII ("SC VII") SC VII-A Management, LLC ("SC VII-A") Sequoia Technology Partners VII ("STP VII") Michael Moritz ("MM") Douglas Leone ("DL") Mark Stevens ("MS") Thomas F. Stephenson ("TFS") J. Thomas McMurray ("JTM") SCVII-A is the General Partner of SC VII and STP VII. MM, DL, MS, TFS and JTM are Managing Members of SC VII Management. (b) Address of Principal Business Office or, if none, Residence: 3000 Sand Hill Road, 4-280 Menlo Park, CA 94025 (c) Citizenship: MM, DL, MS, TFS, JTM: USA SC VII-A, SC VII, STP VII: California (d) Title of Class of Securities: Common (e) CUSIP Number: 757209101 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: NOT APPLICABLE ITEM 4. Ownership SEE ROWS 5 THROUGH 11 OF COVER PAGES - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 11 of 12 Pages - ---------------------------- ---------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [X] Instruction. Dissolution of a group requires a response to this item. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM 10. CERTIFICATION (The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b):] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. - ---------------------------- ---------------------------- CUSIP NO. 757209101 13 G Page 12 of 12 Pages - ---------------------------- ---------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 2001 Sequoia Capital VII Sequoia Technology Partners VII By: SC VII-A Management, LLC A California Limited Liability Company General Partner of Each By: Managing Members __________________________ Michael Moritz __________________________ Douglas Leone __________________________ Mark Stevens __________________________ Thomas F. Stephenson __________________________ J. Thomas McMurray -----END PRIVACY-ENHANCED MESSAGE-----